Portfolio Management
How portfolios are monitored and reported
Portfolio management should follow a documented mandate and risk limits approved for the relevant product. Portfolio values should be derived from reconciled holdings and reliable price sources, with valuation timestamps and any limitations disclosed.
Monitoring and valuation
Describe portfolio allocation, concentration limits, rebalancing policy, liquidity monitoring, valuation sources, reconciliation frequency, performance calculation methodology and escalation procedures. Customer-facing performance must reflect actual results net of applicable fees and must not be fabricated.
What customers should know
Information on this website is general in nature and is not personal investment advice. Product eligibility, availability, terms and service features depend on the actual legal and operational arrangements and applicable law. Read the relevant documents and consider seeking independent professional advice before making a decision.